Plaintiff’s child fell from a window. The window was in a multiple dwelling and there was no window guard.  The building had no insurance, and the owner eventually took off.  Was there legal malpractice in Plaintiff’s attorney failing to file a lis pendens or to seek pre-judgment attachment?

The short answer is no, which illustrates the "but for" (and the hardest) portion of legal malpractice.

In Noel v Feinberg  2014 NY Slip Op 32230(U)  August 15, 2014  Supreme Court, Kings County
Docket Number: 502465/12  Judge: David I. Schmidt discusses when pre-judgment attachment may be permitted, and when a lis pendens may be filed. 

"Plaintiff commenced this action seeking to recover damages for the alleged
malpractice committed by defendants in the Personal Injury Action. Therein, plaintiffs sought to recover damages for injuries sustained by the infant plaintiff on July 12, 1997 when
he fell out of a window that did not have proper and/or adequate window guards.

In support of the motion, defendants argue that their representation of plaintiffs in the Personal Injury Action did not fall below the applicable standard of care and that their alleged actions and/or inactions are not the proximate cause of plaintiffs alleged damages. More specifically, defendants argue that a pre-judgment attachment and lis pendens were not available in the Personal Injury Action. Defendants also contend that plaintiff fails to plead that but for defendants’ conduct in not seeking these provisional remedies, they would have been able to enforce the judgment obtained, so that they fail to establish that the alleged malpractice was the proximate cause of their alleged damages. Further, defendants contend that plaintiffs action is premature in that he has yet to
sustain any actual or ascertainable damages, since he is free to pursue the true tortfeasor, Mr.
George. In this regard, defendants allege that pursuant to CPLR 211 (b ), there is a 20-year statue of limitations to enforce the judgment. Accordingly, this statue of limitations will not expire until at least March 7, 2020. In addition, plaintiff can still pursue a claim for fraudulent conveyance against Mr. Meisels, since pursuant to CPLR 208, the statue of limitations on that claim is three years after the infant plaintiffs birthday, or July 5, 2014. Finally, defendants argue that they exercised ordinary and reasonable care in representing plaintiff in the Personal Injury Action.

Defendants also explain that during the pre-trial phase of that action, they and the Weicholz Firm expressed concern to the court regarding the lack of liability insurance and insolvency of Mr. George at a pre-trial conference held on November 1, 1999, when they made an oral application to the court for an order of attachment. That application was denied, but Mr. George was ordered to provide an affidavit listing his assets. In his affidavit, dated December 13, 1999, Mr. George stated that he owned three properties valued at $4 76,000, although he held a combined equity of only $176,830.

Pursuant to CPLR 6201(3), the only provision that could be applicable to the facts now before the court:
"An order of attachment may be granted in any
action . . . where the plaintiff has demanded and would be
entitled, in whole or in part, or in the alternative, to a money
judgment against one or more defendants, when:
"[T]he defendant, with intent to defraud his creditors or
frustrate the enforcement of a judgment that might be rendered
in plaintiffs favor, has assigned, disposed of, encumbered or
secreted property, or removed it from the state or is about to do
any of these acts."
 (see generally Crescentini v Slate Hill Biomass Energy, LLC, 113 AD3d 806 [2014]; Corsi v Vroman, 37 AD3d 397 [2007]). ‘"Furthermore, the mere removal, assignment or other disposition of property is not grounds for attachment"’ (Corsi, 37 AD3d at 397, quoting Computer Strategies v Commodore Bus. Machs., 105 AD2d 167, 173 [1984]; accord Mitchell v Fidelity Borrowing LLC, 34 AD3d 366, 366-367 [2006]).

CPLR 6501 provides, in relevant part, that"[ a] notice of pendency may be filed in any action in a court of the state or of the United States in which the judgment demanded would affect the title to, or the possession, use or enjoyment of, real property."

"[B]ecause of ‘the powerful impact that this device has on the
alienability of property,’ together with ‘the facility with which
it may be obtained,’ the courts have applied a narrow
interpretation in reviewing whether an action is one affecting the
title to, or the possession, use or enjoyment of, real property."
(Shkolnik v Krutoy, 32 AD3d 536, 537 [2006], quoting 5303 Realty Corp. v 0 & Y Equity
Corp., 64 NY2d 313, 315-316, 321 [1984]).

Thus, it is well settled that "[a] notice of pendency is not available where a plaintiff claims no right, title or interest in the property itself’ (Long Island City Sav. & Loan Assa. v Gottlieb, 90 AD2d 766 [ 1982], mod on other grounds 58 NY2d 931 [1983]; see also Khanal v Sheldon, 55 AD3d 684, 686 [2008], lv denied 12 NY3d 714 [2009] [notice ofpendency should be cancelled where plaintiff asserted only a claim for money, not a right, title, or interest in the property itself]). "

 

 

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Andrew Lavoott Bluestone

Andrew Lavoott Bluestone has been an attorney for 40 years, with a career that spans criminal prosecution, civil litigation and appellate litigation. Mr. Bluestone became an Assistant District Attorney in Kings County in 1978, entered private practice in 1984 and in 1989 opened…

Andrew Lavoott Bluestone has been an attorney for 40 years, with a career that spans criminal prosecution, civil litigation and appellate litigation. Mr. Bluestone became an Assistant District Attorney in Kings County in 1978, entered private practice in 1984 and in 1989 opened his private law office and took his first legal malpractice case.

Since 1989, Bluestone has become a leader in the New York Plaintiff’s Legal Malpractice bar, handling a wide array of plaintiff’s legal malpractice cases arising from catastrophic personal injury, contracts, patents, commercial litigation, securities, matrimonial and custody issues, medical malpractice, insurance, product liability, real estate, landlord-tenant, foreclosures and has defended attorneys in a limited number of legal malpractice cases.

Bluestone also took an academic role in field, publishing the New York Attorney Malpractice Report from 2002-2004.  He started the “New York Attorney Malpractice Blog” in 2004, where he has published more than 4500 entries.

Mr. Bluestone has written 38 scholarly peer-reviewed articles concerning legal malpractice, many in the Outside Counsel column of the New York Law Journal. He has appeared as an Expert witness in multiple legal malpractice litigations.

Mr. Bluestone is an adjunct professor of law at St. John’s University College of Law, teaching Legal Malpractice.  Mr. Bluestone has argued legal malpractice cases in the Second Circuit, in the New York State Court of Appeals, each of the four New York Appellate Divisions, in all four of  the U.S. District Courts of New York and in Supreme Courts all over the state.  He has also been admitted pro haec vice in the states of Connecticut, New Jersey and Florida and was formally admitted to the US District Court of Connecticut and to its Bankruptcy Court all for legal malpractice matters. He has been retained by U.S. Trustees in legal malpractice cases from Bankruptcy Courts, and has represented municipalities, insurance companies, hedge funds, communications companies and international manufacturing firms. Mr. Bluestone regularly lectures in CLEs on legal malpractice.

Based upon his professional experience Bluestone was named a Diplomate and was Board Certified by the American Board of Professional Liability Attorneys in 2008 in Legal Malpractice. He remains Board Certified.  He was admitted to The Best Lawyers in America from 2012-2019.  He has been featured in Who’s Who in Law since 1993.

In the last years, Mr. Bluestone has been featured for two particularly noteworthy legal malpractice cases.  The first was a settlement of an $11.9 million dollar default legal malpractice case of Yeo v. Kasowitz, Benson, Torres & Friedman which was reported in the NYLJ on August 15, 2016. Most recently, Mr. Bluestone obtained a rare plaintiff’s verdict in a legal malpractice case on behalf of the City of White Plains v. Joseph Maria, reported in the NYLJ on February 14, 2017. It was the sole legal malpractice jury verdict in the State of New York for 2017.

Bluestone has been at the forefront of the development of legal malpractice principles and has contributed case law decisions, writing and lecturing which have been recognized by his peers.  He is regularly mentioned in academic writing, and his past cases are often cited in current legal malpractice decisions. He is recognized for his ample writings on Judiciary Law § 487, a 850 year old statute deriving from England which relates to attorney deceit.